Penelope and Odysseus: The Perils of Dream Interpretation

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I’d like to illustrate some basic principles of dream interpretation by telling a story. It’s a very old story, one you may have heard before, but I’d like to tell it again because even though it’s “just a story” it highlights the real perils that come when these dream interpretation principles are overlooked.

The story has to do with the meeting of Odysseus and Penelope in Book 19 of The Odyssey. In many respects this encounter is the point of greatest dramatic intensity in the entire poem, and at the heart of the scene is a dream-Penelope’s dream of the twenty geese that are suddenly slaughtered by a mountain eagle. Odysseus, after leading the Achaean army to victory against the Trojans and after enduring a seemingly endless series of trials and adventures, has returned at last to his island home of Ithaca, where he has found a mob of rude noblemen besieging his palace. The crafty warrior has disguised himself as an old beggar in order to gain entrance into the palace without being recognized, and he is plotting violent revenge against the men who would steal his throne. Penelope, who for many years has desperately clung to the hope that Odysseus would someday return to her, has invited this strange wanderer into her private chambers to ask if he can tell her any news of her husband. The beggar fervently promises the Queen that Odysseus is very close and will return very, very soon. Penelope replies to the beggar’s story by saying she wishes his words would come true, but she doubts they will. She then asks her old servant woman, Eurycleia, to bathe the stranger and arrange a comfortable place for him to sleep. The Queen steps away while the old nurse washes the beggar’s feet. Then, before parting for the night, Penelope returns to the beggar and says (all quotes are from the translation of Robert Fagles, 1996, Viking Press),

“My friend, I have only one more question for you….
[P]lease, read this dream for me, won’t you? Listen closely….
I kept twenty geese in the house, from the water trough
They come and peck their wheat-I love to watch them all.
But down from a mountain swooped this great hook-beaked eagle,
Yes, and he snapped their necks and killed them one and all
And they lay in heaps throughout the hall while he,
Back to the clear blue sky he soared at once.
But I wept and wailed-only a dream, of course-
And our well-groomed ladies came and clustered round me,
Sobbing, stricken: the eagle killed my geese. But down
He swooped again and settling onto a jutting rafter
Called out in a human voice that dried my tears,
‘Courage, daughter of famous King Icarius!
This is no dream but a happy waking vision,
Real as day, that will come true for you.
The geese were your suitors-I was once the eagle
But now I am your husband, back again at last,
About to launch a terrible fate against them all!’
So he vowed, and the soothing sleep released me.”
(The Odyssey 19.575, 603-621)

The disguised Odysseus immediately replies,
“Dear woman,….twist it however you like,
Your dream can mean only one thing. Odysseus
Told you himself-he’ll make it come to pass,
Destruction is clear for each and every suitor;
Not a soul escapes his death and doom.”
(The Odyssey 19.624-629)

Penelope’s response to the beggar is this:
“Ah my friend, seasoned Penelope dissented,
Dreams are hard to unravel, wayward, drifting things-
Not all we glimpse in them will come to pass….
Two gates there are for our evanescent dreams,
One is made of ivory, the other made of horn.
Those that pass through the ivory cleanly carved
Are will-o’-the-wisps, their message bears no fruit.
The dreams that pass through the gates of polished horn
Are fraught with truth, for the dreamer who can see them.
But I can’t believe my strange dream has come that way,
Much as my son and I would love to have it so.”
(The Odyssey 19.630-640)

So, what has just happened here? What is going on between Odysseus and Penelope, and what is the significance of her dream and their exchange about its meaning? The traditional interpretation of this scene, shared with near unanimity by scholars from antiquity to the present, is this. Odysseus has heroically controlled his desire to rejoin Penelope and hidden his identity from her for two reasons: one, to test his wife’s fidelity during his long absence (remember Agamemnon and Clytemnestra), and two, to pick up information about how to destroy the hated suitors. Penelope’s dream of the 20 geese is a straightforward prophecy, whose true meaning the disguised Odysseus instantly recognizes. But Penelope, who has shown a stubborn skepticism throughout the story, refuses to accept the dream’s obvious meaning. Indeed, perhaps she unconsciously enjoys the attention of the suitors and does not really want Odysseus to come back.

My dissatisfaction with this widely held interpretation centers on its strange depreciation of Penelope’s intelligence. This is a woman whom several characters have praised for her unrivalled perceptiveness, cunning, and guile; this is the woman who devised the famous ruse of the funeral shroud, by which she successfully deceived the suitors for three years. All of the evidence in the poem makes it clear that Penelope is not a fool: she is extremely perceptive and capable of remarkably subtle deceptions. So why, when we come to Book 19 and her meeting with the “beggar,” should we now forget all that and regard Penelope as a pathetically unwitting dupe in the vengeful scheming of Odysseus?

Here is the moment when careful reflection on Penelope’s dream can open up new horizons of meaning. The Iliad and The Odyssey together contain, up to the point of Penelope’s dream of the 20 geese, four major dream episodes: Agamemnon’s “Evil Dream” from Zeus (2.1-83), Achilles’ mournful dream of the spirit of dead Patroklos (23.54-107), Penelope’s reassuring dream from Athena (4.884-946), and Nausicaa’s arousing marriage dream from Athena (6.15-79). Viewed in this context, Penelope’s dream is unusual in at least two ways:

  • One, this is the only dream that occurs “offstage,” out of direct view of the audience. We do not “see” the dream while it is happening; we only hear the dreamer describe it, after the fact.
  • Two, this is the only “symbolic” dream, with its meaning encoded in stylized imagery. The dream thus poses a riddle, which must be accurately interpreted for the true meaning to emerge.

I believe these two details suggest a very different reading of the encounter between Penelope and the disguised Odysseus. Could it be that this is not a “real” dream at all, that in fact Penelope has made it up? Could it be that Penelope is deliberately using the riddle of her dream as a test to find out the intentions of this man, whom she consciously suspects is Odysseus? Could it be that while he thinks he’s deceiving her, she’s really the one deceiving him?

This would not be the first time in Homer’s poems that dreams have been used to deceive and manipulate others-in fact, it would be the fourth time: Zeus sending the “Evil Dream” to Agamemnon, Athena sending the “marriage dream” to Nausicaa, and Odysseus (at the end of The Odyssey, Book 14) making up a story about the “real” Odysseus making up a dream in order to steal another warrior’s cloak on a cold, windy night (14.519-589).

Why would Penelope make up such a dream? The answer emerges if we think carefully about what is happening at that crucial moment when the old nurse Eurycleia is washing the beggar’s feet. Penelope has removed herself and is standing alone, after a long and intimate conversation with a man who has detailed knowledge about Odysseus, who looks and sounds very much like Odysseus, who insists with passionate certainty that Odysseus will return to the palace the very next day. The question could hardly not arise for this most intelligent and perceptive of women: is this stranger Odysseus himself? If he is, then why isn’t he revealing himself? Penelope has just poured her heart out to him, saying how terribly she has suffered over the years-why won’t he drop his disguise and reunite with her this very moment?

When Eurycleia finishes washing the beggar’s feet, Penelope returns to him and says she has one last question-what is the meaning of her dream of the geese and the mountain eagle? The disguised Odysseus eagerly agrees with the words of the mountain eagle in the dream: the dream means “destruction is clear for each and every suitor.”

Penelope, however, disagrees. Her “two gates” speech that follows is a subtle but unmistakable way of saying “I don’t think so” to the beggar’s interpretation. She cannot agree with him for a simple reason: the mountain eagle and the beggar have both misinterpreted the dream. There are 20 geese in her dream, but more, many more than that number of suitors in the palace. As we learn in Book 16.270-288, where Telemachus tells Odysseus who all the suitors are and where they come from, there are a total of 108 men besieging the palace. Penelope’s refusal to accept the interpretation of the mountain eagle and the beggar is not due to stubborn skepticism, pathetic ignorance, or unconscious desire-she rejects the interpretation because it is wrong. The true meaning of the symbol of the 20 geese is surprisingly easy to find if we do not automatically assume that the mountain eagle and the beggar are right (that is, if we do not automatically privilege the hermeneutic perspective of Odysseus). The 20 geese symbolize the 20 years that Odysseus has been away fighting the war at Troy and journeying through the world. The exact length of Odysseus’ absence, 20 years, is mentioned five separate times in the poem, and most significantly the beggar himself comments to Penelope a few lines earlier in Book 19 that Odysseus has been gone for 20 years.

Thus, the first part of Penelope’s dream symbolically, and very accurately, describes her emotional experience of what has happened between them: Odysseus, by going off to fight in someone else’s war, has destroyed the last 20 years for her. What should have been the prime years of their marriage, the wonderful years of raising a family and creating a home, the years that Penelope would have “loved to watch” and care for, have been slaughtered by Odysseus. The second part of the dream expresses Penelope’s fearful perception of Odysseus right now, still standing apart from her in the disguise of a beggar. He doesn’t recognize her, and what the last 20 years have been like for her; all he can see are the suitors and a galling challenge to his honor. By posing this dream riddle to the beggar, Penelope is in effect asking if her suspicion is true: is the “real” Odysseus as blind to her feelings and as obsessed with killing the suitors as is the “dream” Odysseus? When the beggar agrees with the mountain eagle’s words in the dream, Penelope knows the unfortunate answer.

The mysterious poetry of Penelope’s two gates speech becomes all the more powerful when it is understood as a response to Odysseus’ failure of the dream interpretation test. To his reprimanding words, “twist it however you like, your dream can only mean one thing,” Penelope replies that dreams are always difficult to understand, and they do not always come true. The danger is that we will allow our desire to cloud our perception-taking as divine prophecy what is merely human fantasy. But some dreams, she goes on to say, do have the potential to come true-though only “for the dreamer who can see them.” That is precisely what Odysseus has failed to do. He has failed to see past his own desire for revenge.

I am reluctant to finish with this story, because there is so much more to be told (and so much more to be questioned, if you happen to disagree with my admittedly unorthodox reading of this scene). But I will close by reflecting on the interpretive principles guiding this approach to Penelope’s dream of the 20 geese. First, I chose to privilege the perspective of the dreamer, listening to her words, looking carefully at her experience, asking critical questions of her motivations, and ultimately grounding the dream’s meaning in the conditions of her waking life. Second, I focused special attention on the details of the dream, particularly on the exact number of geese, 20. Third, I located the dream in the context of broader cultural patterns, focusing in particular on how Penelope’s dream deviates from the narrative structuring of other Homeric dreams. And fourth, I tried to look beyond the seemingly obvious and self-evident to discover the new, the surprising, the unexpected.

 

Dystopian Dreaming

While sitting in the audience and taking notes during the recent IASD conference in Berkeley, I found myself marking several instances where something the presenter said triggered my dystopian imagination.  I confess to being a long-time fan of science fiction and fantasy stories about frightening future worlds controlled by alien invaders, zombie hordes, inhuman technologies, totalitarian governments, and/or rapacious capitalists (I made a list of some favorites below).  I enjoy these stories as literary nightmares: vivid, emotionally intense simulations of real psycho-cultural threats, looming now and in our collective future.

 

At the IASD conference I realized I could turn this interpretive process inside out.  I began to look at dream research from the genre perspective of dystopian fiction.  What would an uber-villain in such stories find appealing in state-of-the-art dream research?

 

Let me be clear, these are my own shadowy speculations and in no way reflect anything directly said or intended by the presenters!

 

Sleep paralysis induction.  There is now a proven technique for inducing the nightmarish experience of sleep paralysis–that is, causing someone to enter a condition in which their bodies are immobilized but their minds are “awake” and vulnerable to terrifying images, thoughts, and sensations.   I can imagine this technique being put to nefarious use by military intelligence agents, state-controlled psychiatrists, and cybernetic overlords.  The ability to trap a person within a state of sleep paralysis would be a horribly useful tool for anyone bent on total mind control.

 

Transcranial magnetic stimulation.  This technology enables the direct manipulation of neural activity during REM sleep, targeting specific regions of the brain.  If the technology were refined with malevolent purposes in mind, it could potentially disrupt people’s normal dreaming patterns, controlling what they do and don’t dream about.  An evil scientist could thus invent a kind of anti-dream weapon, a magnetic beam aimed at the head of a sleeping person and programmed to stun, control, or destroy.

 

Disrupting PTSD memory formation.  Trauma victims can diminish the symptoms of PTSD if they perform a series of distracting cognitive tasks with six hours of the trauma, thereby disrupting the formation of long-term traumatic memories.  The future militarization of this method seems inevitable.  Anything that alters memory can be used by evil governments to manipulate people against their will, either to do things they don’t want to do (black ops soldiers) or forget things that have been done to them (massacre survivors).

 

Remote monitoring of a person’s sleep.  The Zeo sleep monitoring system (which I’ve used for three years) has now developed a wireless version that instantly relays the user’s sleep data from the headband via a bedside mobile phone to the Zeo database.  This kind of technology opens the door to real-time remote monitoring of people’s sleeping experience, and potentially the ability to reverse the flow of data and influence/shape/guide people while they sleep.  If enough people were linked into the system, it could serve police states as a valuable tool in 24-hour mind-body surveillance.

 

My interest in these morbidly malevolent scenarios is not entirely theoretical.  Over the past few years of developing the Sleep and Dream Database I’ve been thinking of the darker possible applications of this technology, less Star Trek and more Blade Runner.  If it’s true, as most researchers at the IASD are claiming, that dreams are accurate expressions of people’s deepest fears, desires, and motivations, then it’s also true a real potential exists to put that dream-based information to ill use.

 

Projecting even farther forward, I wonder if there might be some kind of future inflection point where the amount of data we gather suddenly reveals much bigger patterns and forms of intelligence than we had previously been able to recognize or scientifically document.  What would happen if this leap of knowledge enabled our collective dreaming selves to somehow unite to challenge the dominance (one might say totalitarian regime) of waking consciousness?

 

I think about all this as I continue building up the SDDb, trying to make good decisions and avoid the nightmare pitfalls.  Dystopian fantasies help me clarify what’s at stake, where the dangers lurk, and how the future may unfold.

 

You may be familiar with Arthur C. Clarke’s 1953 science fiction short story “The Nine Billion Names of God.”  If so, you’ll understand why, as I work on developing new database technologies for dream research, I meditate on the phrase, “The Nine Billion Dreams of God.”

 

 

 

Dystopian Films and TV: Blade Runner, 12 Monkeys, Children of Men, Logan’s Run, The Matrix, Soylent Green, V for Vendetta, Battlestar Galactica, The Prisoner, Gattica, Terminator, Alien, Total Recall, 28 Days

 

Dystopian Novels: The Hunger Games, Fahrenheit 451, Neuromancer, 1984, Brave New World, The Time Machine

 

 

The Tactful Dream Interpreter

“Once a Caliph saw his teeth falling out in a dream. He called a dream interpreter and asked him about the meaning of his dream. The interpreter replied: ‘The entire family of my master will perish.’ The Caliph became upset, and called for another interpreter and told him the dream. The second dream interpreter replied: ‘The dream of my master, the prince of believers, is true, for he shall live the longest amongst his relatives.’ Immediately the Caliph embraced the man and rewarded him for his skill and tactfulness.” (quoted in Amira Mittermaier, “Dreams That Matter: Egyptian Landscapes of the Imagination,” p. 63)

The Art and Science of Dreaming

Why do we have dreams?  Where do they come from?  What, if anything, do they mean?  These mysterious questions have puzzled humankind since the earliest days of history.  The best answers, I suggest, come from integrating the insights of art and science.  Dreaming is rooted in the physical workings of our brains, and it expresses our highest spiritual yearnings and deepest psychological concerns.  In dreams the mind, body, and soul come together in a creative ferment, giving us new perspectives on the emotional realities of our lives.

Looking first at art, people throughout the ages have regarded dreams as a source of creative inspiration.  A number of famous works of Western art and literature were directly influenced by their creator’s dreams. 

Among writers, Mary Wollstonecraft Shelley dreamed up several key scenes in her novel Frankenstein, and Robert Louis Stevenson had a dream about a divided soul at war with itself that gave him the core plot idea for Dr. Jekyll and Mr. Hyde.  Surrealist painters like Salvador Dali and Rene Magritte drew upon their dreams for bizarre, symbol-laden images of melting clocks and floating bowler hats. In more recent years, a number of prominent movie directors have experienced dreams that influenced their films, including David Lynch in Blue Velvet, Francis Ford Coppola in Apocalypse Now, and Akira Kurusawa in Dreams.  Contemporary musicians have also described their dreams as creative inspirations.  Paul McCartney had a dream that gave him the tune for “Yesterday,” and Sting’s song “The Lazarus Heart” came from a personal nightmare.

If we consider religion as another realm where humans express their deepest creativity, then we can see even more evidence of the inspiring power of dreaming.  In the Hebrew Bible, visionary dreams come to Abraham and Jacob, while Joseph saved his people by his ability to interpret dreams.  In the New Testament, prophetic dreams of guidance help Jesus’ parents before their child’s birth and Paul during his missionary travels.  The Muslim Prophet Muhammad told of his dreams in the Qur’an, and each morning he asked his followers what they had dreamed, so they could better discern God’s will.  Hindu and Buddhist mystics consider all of life to be a dream, a great illusion shaped by our desires.  Many indigenous cultures around the world have myths (e.g., the Australian Aborigine’s “Dreamtime”) and rituals (e.g., the Native American vision quest) to help their members learn more about the creative potentials of their own dreaming.

Do the insights of artists and mystics stand up to the findings of modern science?  Surprisingly, the answer is yes.  Based on the latest evidence from research in cognitive psychology, it appears that dreaming is a natural and normal aspect of healthy brain/mind functioning.  Not all dreams are heaven-sent revelations or artistic breakthroughs, but in general dreaming is an accurate and meaningful expression of our fears, concerns, conflicts, and desires in waking life. 

Since the 1950’s scientists have known about the different stages of sleep, and it appears that dreams occur most often during the stage of REM (rapid eye movement) sleep.  During REM sleep our brains are very active, but in a different configuration than in waking.  In REM the brain centers for instinctual emotions and visual imagination are highly activated, while the parts of the brain responsible for focused rational attention are less active.  This evidence fits the general qualities of many dreams—less rational, more emotional and visual—and it supports the idea that our capacity for dreaming is hard-wired into the human brain.

However, it is important to recognize that dreams occur in stages of sleep other than REM.  REM sleep may be the most common trigger for dreaming, but research has shown that dreams can occur throughout the sleep cycle.  This means that we still do not have a complete picture of the dreaming brain.  We cannot “reduce” dreams to REM sleep.

Most people remember one or two dreams a week, but that can vary depending on many factors.  Some people remember at least one dream almost every night, while others say they have never recalled a dream in their whole life.  Researchers have found that small efforts to pay more attention to dreams can lead to big increases in dream recall.  It’s like the movie “Field of Dreams”: If you build it, they will come—if you open your waking mind to the possibility that your dreams have something meaningful to say, you’re likely to start remembering more dreams.

When people ask me how to interpret their dreams, I start by emphasizing that only the dreamer can know for sure what his or her dreams really mean.  “Experts” like me can offer ideas and possibilities based on our research, but ultimately you are the final authority on your own dreams.

Sometimes dreams speak in direct and literal terms.  For example, you may be scared of flying, and thus you might have a nightmare of crashing in an airplane.  But sometimes dreams speak indirectly, in a language of metaphor and symbol.  Your nightmare of a crashing airplane may symbolically reflect your waking anxieties about your finances, your health, or a personal relationship.  To understand your dreams you need a flexible mind that can perceive these kinds of metaphorical connections between dream imagery and your emotional concerns in waking life.

One of the most important functions of dreaming is to look ahead, to anticipate what might happen in the future and prepare us for possible dangers and threats.  This isn’t a simple matter of “prophecy,” although that’s what ancient people called the same basic process.  Scientists today have found that many of our most memorable dreams revolve around visions of worst-case scenarios, and it seems that these kinds of dreams are like fire drills, getting us ready in case those dangers actually occur in the waking world.  Even though many of our dreams are negative and disturbing in this way, they are still promoting our physical, emotional, and spiritual well-being.

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This article appears on pp. 22-23 in the August 2011 special issue on Sleep and Dreams in Vintage Newsmagazine, a publication in Tulsa, Oklahoma.  Thanks to editor Betsy Troyer for inviting me to contribute.

The Interpretation of Snake Dreams: A Short Film

By far the most frequent question that leads people to this website is, how do I interpret my weird dream about a snake?  I’ve written some general answers to that question, and when possible I’ve offered people specific responses to their dreams.  Now, thanks to the video creativity of Ed Kelley, I have a new resource for people who are interested in snake dreams.  Ed directed, filmed, and edited a short film titled “The Interpretation of Snake Dreams” in which I discuss the multiple meanings of snake dreams through history and in different religious traditions.  I hope this work will give people new ways to understand and explore the presence of numinous serpents in dreams.   Do not expect a simple instructional video.  If you have had a powerful dream of a snake and found your way to this site, I trust you will recognize something of your experience in this film.

How to Interpret Snake Dreams

I’m amazed at how many people have powerful dreams about snakes.  Serpents are truly the most memorable creatures of the dream world.  Their presence in a dream is almost always vivid, mysterious, and attention-grabbing.   

 When asked how to interpret people’s snake dreams, I struggle to say something that’s helpful without imposing my outsider’s view on the dreamer.  I can make general statements about traditional symbolism, but that always runs the risk of leading the dreamer away from the specific details of his or her experience, where the deepest personal meanings may often be found.

 As an alternative way of answering people’s questions about snake dreams, here is a dream I had a few weeks ago, on the night of February 25, plus the journal entry I wrote following the dream.  As you can see, I don’t come to a final conclusion about the dream’s message.  Instead I free associate about the personal web of memories and feelings that seem related to it, letting the power of the dream serpent guide my reflections.

 Title: The Big Green Snake Could Actually Eat Me

 I’m out on a green grass field….In the bushes nearby I see a snake….it has a big green head, in the green foliage of the bushes….I’m scared and start to run, but the snake quickly comes after me….It wraps itself so its head is looking at me around my left shoulder….I realize it’s big enough to eat me, actually….I try to figure out what to do, how to keep it from squeezing and eating me….It hasn’t made a move to try doing that, but I’m scared it might….

 Journal: This dream came the first night back from week-long family vacation, after a long drive and getting back into household duties.  During the day I enjoyed some fun creative work, but also some stress about tasks to do this coming week.  The snake is very big, and in my mind while dreaming I’m thinking out the physical details of how it would successfully consume me.  At the same time, I’m aware the snake has not yet harmed me.  I sense it may simply want to get close to me and check me out.  I can’t outrun it, I can’t fight it—I’m in its power.  Yesterday I read the first chapter of Harry Potter 7, in which Voldemort’s snake Nagini is invited to eat a person V has just murdered.  Nagini is portrayed as being about the same size as the snake in my dream.  So I’m like V, with the snake my close companion?  Or am I about to be a victim of V and what he represents?  All the green: it’s late winter/early spring around here, so lots of green foliage in our garden at home, and at the beach house while we were on vacation  —  Feb. 25 is the birthday of an old girlfriend, I just realized that  —  first love  —  an anniversary dream?  —  an early emergence of serpent power in my life?  Yesterday was like other days at the end of a vacation, feeling like a pivot time; I’m anxiously getting ready to spring back into action  —  and I have a lot of action awaiting me  —  a time of massive transition  —  creative potential  —  will the snake eat me, or won’t it?  Does it matter?  I’m wrapped up in its power, now and perhaps forever.  I don’t have a sense of the snake actually touching me; it’s coiled around me, but not binding me, just close enough so it’s head can get close to mine.  Its eyes can look into mine. I definitely feel it’s trying to connect with me, size me up.

If you’re interested in learning more about snake dreams in history and psychological theories about them, scroll down the list to see this post.  (titled “What Do Dreams of Snakes Mean?”)  Also take a look at the comments, which include dozens of snake dreams people have shared that I’ve commented on.

If you’d like to know what Carl Jung said in The Red Book about the symbolism of snakes, see this post.

If you’d like more information about actual snakes, check out the website of the East Bay Vivarium.